挑战
您所面对的难题。
PEP exposure is easy to miss
A politically exposed investor is a different risk profile, and the status can change after onboarding.
Source of funds is unstructured
Declarations arrive by email and never make it into the compliance record.
Files must stay current
Enhanced diligence expects periodic refresh, not a snapshot from signup day.
技术栈
专为wealth & investing.
Investor verification, PEP screening, source of funds and perpetual review.
工作原理
从注册到合规。
- 1
Verify the investor
Database validation where available, plus document, chip and biometric verification worldwide.
- 2
Screen and question
Sanctions, PEP and adverse-media screening, with source-of-funds questions collected in the same flow.
- 3
Keep it current
Risk-based re-screening and scheduled re-verification keep the file examiner-ready.
Frequently asked
Wealth & investing常见问题。
Yes. Questionnaires are part of the verification flow, and the answers land on the customer record where screening and monitoring can branch on them.